Allen & Overy - Partner - Regulatory - Hong Kong
Charlotte is a financial services and regulatory partner based in Hong Kong. Charlotte acts for a wide range of national and international financial institutions including investment and private banks, asset and wealth managers (including hedge fund and private equity managers and advisors) and insurance companies. Her practice includes advising on setting up regulated businesses in Hong Kong, on-going compliance with regulatory laws, codes and guidelines, product offering, cross border issues, regulatory corporate governance, anti money laundering and data privacy. She has been actively involved in responding to recent regulatory consultations including on client suitability requirements and manager – in – charge regime, as well as advising on related developments affecting the financial services industry.
CANCELLED: Financial regulatory update: a review of 2016 and looking ahead
ICC - Financial regulatory update: a review of 2016 and looking ahead
Managers in Charge regime: who exactly is in charge?
Data privacy and transfer with a focus on global investigations
Joint ventures - avoiding the pitfalls